Restricted? – or not?


- a 'Freelance Informer' legal article from Roger Sinclair


‘My agency contract is coming to an end.  When I originally negotiated it, I got the agency to agree not to impose a restriction on me.  I now want to go to the same client, but direct.  The Client tells me however that there is a restriction in their own contract with the agency, and is nervous about taking me direct.’

 

In general terms, most readers will know that it is open to parties to a contract to agree the terms that will apply between them.  The true meaning of the contract will then be interpreted by looking at what they have agreed, and viewing it against the background of an overall legal framework, which may (under various principles) imply certain additional terms to cover points that the parties did not themselves expressly cover but which may nevertheless be taken as having been part of what they had in fact agreed, and which may also disregard certain terms the parties expressly agreed, if what they agreed nevertheless infringes some overriding legal principle.

 

It’s also the case that under common law, in general the only people who can benefit from a contract (ie are entitled to sue under it, or be entitled to a protection given by it) are those who were parties to it;  this ancient rule has however now been modified by the Contracts (Rights of Third Parties) Act 1999, and it is now the case that if it appears from the terms of a contract that an identifiable third party is intended to benefit from a contract, then that third party will in fact do so.  This can operate to give a third party rights under the contract (even though not a party to the contract), and those rights may either be absolute, or qualified by other terms of the contract.  It cannot however go so far as to impose obligations on that third party – which is fairly logical, when one thinks about it.

 

So that is the background against which we will have to consider your problem.  We have (1) a contract between you / your company and the Agency, which contains no restriction (the background to this being that it was negotiated out, so to speak) – the contract being silent on the point;  and (2) a contract between the Client and the Agency, which does contain a restriction – a fact which you have only discovered recently, and the wording of which we have yet to see (and because of this, we cannot form an opinion on its enforceability under the ‘unreasonable restraint of trade’ principles which govern such matters). 

 

On the face of the contracts, there is nothing to stop YOU from working for the Client directly – the restriction in the Client-Agency contract is not binding on you;  however, there appears to be something to stop the Client engaging your services in the Agency-Client contract.  And if that remains the overall position, when we have considered the contracts against the background of the various matters mentioned above, the end result will be that you have not achieved what you wanted to achieve – not because of any legal restriction binding on you, but because of restrictions which may binding on (and at the least are influencing) someone else – the Client.

 

Are there any other terms to the contract between you and the Agency which are not in fact documented in the contract?  If your contract does not contain a term saying eg ‘this document represents the entire agreement between the parties’, then this may open the door to enable us to look at other evidence (contemporaneous records - eg emails – would be ideal) between you and the agency, dealing with the reasons why the restriction in your contract was ‘negotiated out’ – if there was something here making it clear that the purpose (agreed between you and the Agency) was to enable you and the Client to deal directly after the contract through the Agency ended, then it may be possible to say that by retaining a restriction in the Agency-Client contract, the agency was in breach of your contract – either of an express term which was contained in such other contemporaneous records rather than in the main contract itself, or of an implied term, either necessary to cause the contract to have the mutually agreed effect, or under the ‘officious bystander’ principle.  If so, then the Agency may be liable to you for damages, for your resulting losses – a potentially substantial claim.

 

But can we say that you have achieved nothing by having the restriction removed from your contract?  I don’t actually think we can, because if the Client were to engage you direct, the lack of a restriction in your own agency contract would mean that the Agency would have no cause for complaint against you.  They might have grounds for complaint against the Client, but that is a separate matter.  You have achieved something – though whether that something is worth having – or is what you had in fact wanted – is another matter.  So I don’t think we have a basis on which we could imply something more that, in the absence of some evidence that more than that was agreed to have been intended.

 

Can we show that the lack of a restriction in your contract is something the Client can take advantage of under the Contracts (Rights of Third Parties) Act 1999?  I suspect not, because such rights would be wholly inconsistent with the express terms of the Client-Agency contract.  It seems to me that this would be well outside the scope of the 1999 Act.

 

Can we show that the Agency in fact lead you to believe that you and the Client would be free to deal directly once this contract had ended?  If so, and if you can show that you entered the contract in reliance on this, then you may have the basis of a claim against the Agency for misrepresentation.  Again, that could be substantial.

 

In an ideal world, of course, your contract would not have ‘contained’ the simple absence of a restriction, but also an assurance from the Agency that it would not seek to impose such a restriction on the Client which might interfere with any direct dealings.  But then it’s easy for us all to enjoy the 20:20 clarity of vision that hindsight offers!

 

 

 

7th September 2001


I'd really appreciate your feedback on this FAQ - so mail me and tell me what you think of it, if it's been useful to you, or let me know of any specific problem you have where I may be able to help.

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